WebSep 28, 2024 · Transaction Monitoring CFTC slaps Citibank with $1m fine for violating swap dealer regulation September 28, 2024 The Commodity Futures Trading Commission (CFTC) has imposed a $1m fine on Citibank and Citigroup Global Markets for failing to comply with certain swap dealer requirements. WebAug 19, 2015 · The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to settle charges that it failed to enforce policies and …
Asian Citigroup unit fined US$45 million by Hong Kong’s SFC for ...
WebAug 19, 2024 · LONDON, Aug 19 (Reuters) - Britain's Financial Conduct Authority said on Friday it had fined Citigroup Global Markets (C.N) 12.5 million pounds ($15 million) for … WebOct 7, 2024 · Citigroup Inc agreed to pay a $400 million penalty and draw up a sweeping remediation plan after U.S. regulators identified "several longstanding deficiencies" and operational lapses, U.S ... can methotrexate cause low hemoglobin
Citi fined $14.8M over faulty trade monitoring Banking Dive
WebMar 26, 2024 · In the U.S., Citigroup was fined $25 million in 2024 after regulators found that five of its traders manipulated the U.S. Treasury futures market more than 2,500 times. The fine was the biggest... WebAug 19, 2024 · Citigroup agreed to resolve the case and qualified for a 30% discount on the fine, meaning the bank would have had to pay £17.9 million otherwise. During the period covered by the FCA’s enforcement action, Citigroup earned about £2.6 billion in revenue from arranging or executing trades on markets. WebSep 14, 2024 · The SEC’s order found that Citigroup violated an antifraud provision of the federal securities laws and that CORE violated a registration provision. Without admitting or denying the findings in the SEC’s order, Citigroup and CORE have agreed to be censured. fixed revenue